Chief Auditor – US Wealth, US Consumer Cards; USCC & Functions Technology

Position: Chief Auditor – US Wealth, US Consumer Cards (USCC) & Functions Technology
Location: New York

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* Timely development, risk assessment, and periodic refresh of the audit plan for the scope of the role’s area of responsibilities.
* Responsible for the coordination and delivery of high-quality, value-add multiple concurrent risk-based audits, on time and to specification, ensuring that the delivery of audit reports are complete, insightful, timely, error-free and concise.
* Engagement with senior stakeholders upon receipt of supervisory letters/other regulatory communications, ensuring adequacy of responses and commitments provided to regulators and appropriateness of action plans to address the substance of the issue raised.
* Timely delivery of high-quality and comprehensive regulatory and internal audit issue validation; and where determined appropriate, issue validation on other remediation actions.
* Support and endorse the IA Quality Assurance (QA) team to address and resolve issues found by QA, improving audit processes and coverage.
* Ensure that IA activity is sufficient and relevant to delivering timely assurance, considering emerging and established risks; industry best practices and external frameworks; legal entity and country-level regulatory requirements and an end-to-end view of the risks and controls that cross business functions.
* Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.
* In collaboration with the Chief Auditor for Technology & Business Enablement International & Wealth International Technology, lead the integrated risk assessment, audit plan creation and opinion for the Global Wealth business.
* Close co-ordination with the Technology Transformation team, to ensure assurance responsibilities seamlessly transition to the Risk Based Audit team on the completion of consent order validation work.
* Definition and provision of any CBNA and NAM Legal Entity reporting requirements for Technology & Business Enablement
* Develop and maintain proactive, constructive, solutions-driven relationships as the independent auditor with senior leadership and teams across IA, business areas and functions across Citi to provide credible challenge and positively influence Citi’s culture, ethical conduct, governance risk management, and control frameworks. Leverage the feedback achieved from this to continually improve the definition and risk assessment of the audit universe as well as identify new and optimized ways of auditing the environment to maximize the insight achieved.
* Provide independent reporting on Technology risks, findings and recommendations to senior management and the Audit Committee, presenting and gaining buy-in to forward looking risk-based audit plans, and reporting on key IA activities including key risk issues and their management and/or resolution.
* Build and sustain an open, constructive and co-operative relationship with global and local regulators resulting in two-way dialogue, trust in the IA function and general reliance being placed on the assurance delivered; act as a key point of contact for regulators on internal audit matters; appropriately assessing risk when business decisions are made and understanding the significant risks specific to this role’s area of responsibilities in relation to global regulations.
* Ensure timely and accurate provisions of IA regulatory submissions and oversee IA activities and responses to regulatory exams as required.
* Coordinate with external parties to support Citi’s responses for regulatory compliance, validation of regulatory issues and ensuring timelines are met and regulatory intent is addressed.
* Lead the development and management of processes to enhance the efficiency and…