More jobs:
Trading Operations Associate Director
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-05-06
Listing for:
Dawn Taylor Associates, Inc.
Full Time
position Listed on 2026-05-06
Job specializations:
-
Finance & Banking
Risk Manager/Analyst -
Management
Risk Manager/Analyst
Job Description & How to Apply Below
Our client, a midtown NYC international broker dealer, seeks an Operations, Associate Director. This outstanding opportunity offers a hybrid schedule and reports to the Director, Head of Operations.
Responsibilities:- Oversee timely and accurate processing of trades internationally and domestically
- Manage client onboarding of new accounts, sub-accounts and managed funds
- Process trade confirmations for fixed income, equities and treasuries
- Perform daily position reconciliations ensuring trade capture and processing
- Serve as primary contact for internal and external audits providing remediation updates
- Manage full trade life cycle from booking through settlement
- Complete TRACE reporting, create JIRA tickets and support UAT
- Streamline processes and improve controls
- Resolve settlement breaks and discrepancies working with clients and counter parties
- Maintain adherence to operational procedures ensuring compliance with regulatory standards
- Special projects and training junior staff
- Bachelor’s or Master’s degree in finance or associated major
- 7-10+ years of experience in Operations, Middle Office or Trade Support
- SIE or Series 7 AND Series 99 are required
- Proficiency with FINRA, TRAQS, DTCC Alert and CTM
- Proven track-record in global markets settlement
- Outstanding project management and trade support knowledge
- Ability to deliver time-sensitive execution and outstanding client service
Base salary $90-$120k + discretionary bonus +outstanding benefits
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×