More jobs:
Director, Broker-Dealer FINOP & Regulatory Reporting
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-05-26
Listing for:
Tensec
Full Time
position Listed on 2026-05-26
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Management
Regulatory Compliance Specialist
Job Description & How to Apply Below
Tensec is looking for a Director - Broker-Dealer FINOP to oversee regulatory financial reporting for their Broker-Dealers. The role focuses on compliance and support for the Company's growth strategy.
Ideal candidates should have over 8 years' experience in finance, specifically within clearing broker-dealers, and possess a Series 27 license. A competitive salary of $200,000 - $225,000 USD is offered based on qualifications.
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