Senior Associate, Risk Consulting Global Banks; Internal Audit​/Compliance

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, culture and talent experience and our ability to be compelling to our clients. You'll find an environment that inspires and empowers you to thrive both personally and professionally.

There's no one like you and that's why there's nowhere like RSM.

RSM is currently seeking a strong consumer compliance professional to join a fast-growing team focused on providing our clients critical assistance in developing and maintaining compliance with financial regulations.

As a Senior Associate in RSM's Global Bank Regulatory Compliance group, you will be a key participant in the following activities:

• Participate in assessments and other services covering compliance for global banks and other financial institutions
• Participate in the evaluation of the current state of the compliance program, identify any deficiencies to enhance controls, and leverage your knowledge to provide advice to strengthen the compliance program
• Participate in the development and implementation of compliance policies and controls
• Participate in the independent testing or audits of all aspects of the client's consumer compliance program and suggest strategies and improvements for governance, monitoring, training and testing.
• Participate in the response to enforcement actions focusing on developing and executing a corrective action plan that results in a compliance program that is sustainable and consistent with regulatory expectations and industry standard practices.
• Develop relationships with existing clients and prospective clients within banking and financial services industries, providing timely, high quality client service that meets or exceeds expectations
• Participate in engagements (including planning, execution, workpaper review, report preparation and final wrap up), conduct exit meetings, and assist in preparation of reporting and related risk assessment completion
• Stay abreast of changes in industry regulations, and develop own competency through continuing education and by obtaining additional professional certifications

• Two+ years of experience in compliance, internal audit or other control-related functions in a national consulting firm or in the financial services industry
• Strong knowledge of consumer compliance regulations and associated controls
• Experience in a regulatory body preferred
• Exposure to the design and implementation of compliance programs
• Good verbal/written communication, leadership, analytical and client service skills, and ability to present to other team members
• Ability to exercise independence of judgement and autonomy
• High ethical standards
• Bachelor's degree in a related field
• Ability to travel

• Prior regulatory related work experience at either a regulator or a compliance or internal audit department at a financial institution
• Strong organizational and time management skills
• Relevant compliance or audit certifications (e.g. CRCM, CIA, etc.) preferred

At RSM, we offer a competitive benefits and compensation package for all our people.

We offer flexibility in your schedule, empowering you to balance life's demands, while also maintaining your ability to serve clients.

Learn more about our total rewards at

All applicants will receive consideration for employment as RSM does not tolerate discrimination and/or harassment based on race; color; creed; sincerely held religious beliefs, practices or observances; sex (including pregnancy or disabilities related to nursing); gender; sexual orientation; HIV Status; national origin; ancestry; familial or marital status; age; physical or mental disability; citizenship; political affiliation; medical condition (including family and medical leave);

domestic violence victim status; past, current or prospective service in the US uniformed service; US Military/Veteran status; pre-disposing genetic characteristics or any other characteristic protected under applicable federal, state or local law.

Accommodation for applicants with disabilities is available upon request in connection with the recruitment process and/or employment/partnership.

RSM is committed to providing equal opportunity and reasonable accommodation for people with disabilities. If you require a reasonable accommodation to complete an application, interview, or otherwise participate in the recruiting process, please call us at  or send us an email at

RSM does not intend to hire entry level candidates who will require sponsorship now OR in the future (i.e. F-1 visa holders). If you are a recent U.S. college / university graduate possessing 1-2 years of progressive and relevant work experience in a same or similar role to the one for which you are applying, excluding internships, you may be eligible for hire as an…