VP, Technology Audit, Internal Audit

VP, Technology, Internal Audit

Tradeweb Markets LLC ("Tradeweb") is proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer.

• Collaborate with the Business audit and other audit teams to support delivery of periodic risk assessments and annual planning to develop the Internal Audit Plan
• Support the Director of Technology Audit in maintaining an up-to-date and comprehensive Technology Audit Universe which incorporates all key technology risk areas for Tradeweb
• Manage end-to-end delivery of technology audits, advisory and other types of engagements with responsibility for all stages from planning through report issuance
• Collaborate with the Business, Data Analytics and Professional Practices audit teams to develop and run a continuous audit program
• Maintain full documentation and audit trail of all audit activities performed in line with documentation standards defined in the internal audit methodology
• Supervise and coach team members and monitor their performance against internal audit methodology requirements
• Perform manager reviews of audit work performed by team members and follow up review comments to completion to ensure quality standards, as defined in the internal audit methodology, are met
• Follow-up open audit issues with stakeholders on a regular basis to manage the issue pipeline in a proactive manner
• Interact regularly with key technology stakeholders (first and second line) to monitor key business and emerging risk trends and feed this information into Internal Audit's risk assessment process
• Collaborate with the second line (e.g., Risk) team to leverage off synergies, identify key areas of audit focus and provide insightful and timely advice and assurance to management
• Prepare management update dashboards, emails, slide decks and deliver presentations or attend meetings to represent Internal Audit, as required
• Manage the performance of team members against functional and individual goals
• Identify opportunities to leverage work across audit reviews, SOX
  404, SOC and regulatory reviews so that risks are identified, assessed and tested efficiently
• Assist in the completion of other areas of the Internal Audit mandate, as required

• Bachelor's degree in Accounting, Finance, Mathematics, Information Systems, or Engineering
• CPA, CIMA, CISA, CIA or similar audit or accounting related certification required
• Internal Audit and/or public accounting experience (minimum 5 years)
• Analytical, critical thinking and problem solving skills
• Ability to think big picture and identify linkages across projects
• Strong interpersonal and communication skills and desire to work collaboratively
• Basic to intermediate level of data analytics skills and experience
• Strong understanding and experience of technology audit concepts and industry standards such as COBIT
• Strong organizational and project management skills
• Good understanding of the Sarbanes‑Oxley Act, Section
  404 requirements
• Knowledge of accounting best practices

Health Insurance:
Highly competitive medical, dental, and vision programs

Hybrid Environment:
Our employees have the flexibility of working in the office and from home.

Health Care and Dependent Care Flexible Spending Accounts:
You may elect to set aside pre‑tax earnings to pay for eligible health care and dependent day care expenses for you and your eligible family members.

Maven Family Building Benefit:
Maven offers support for fertility and preconception; pregnancy and post‑partum; adoption; surrogacy and pediatrics for children up to age 10. Tradeweb provide a $10,000 lifetime reimbursement towards fertility, egg freezing, adoption and surrogacy expenses.

Building Wealth - 401(k) Savings Plan:
Employees are immediately eligible for the 401(k) plan. Participants may contribute up to 75% of eligible compensation into a traditional 401(k) and/or Roth
401(k). Tradeweb will match 100% of the first 4% of compensation that you contribute.

Pre‑Tax Commuter Benefits Program

ARAG Legal Services

Employee Assistance Program

Tuition Reimbursement

Financial Wellness Tools

Travel Assistance Benefits

Pet Insurance

Corporate Gym Subsidies

Wellness Perks

Paid Time Off and Parental Leave

The current pay range for this role if performed in the city of New York is currently $105,000 to $235,000 per year, based on a regular, full‑time schedule. The amount of pay offered will be determined by a number of factors, including but not limited to qualifications, market data, geographic location, and internal guidelines.