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Broker-Dealer Operations Leader
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-06-17
Listing for:
Dormont Manufacturing Co
Full Time
position Listed on 2026-06-17
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist -
Business
Regulatory Compliance Specialist
Job Description & How to Apply Below
Dormont Manufacturing Co is looking for a Broker-Dealer Operations Manager in New York. This role involves overseeing day-to-day operations, ensuring compliance, and managing funds within our broker/dealer subsidiary.
The ideal candidate has at least 7 years of experience in financial operations, including leadership and regulatory knowledge. With a base salary of $140,410 to $172,000, this position supports our goal of providing excellent financial services.
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