Senior Broker-Dealer Compliance Advisor – Equities
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-06-18
Listing for:
Marex
Full Time
position Listed on 2026-06-18
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services, Banking Operations
Job Description & How to Apply Below
Location: New York
Marex is seeking a Broker-Dealer Compliance Advisor in New York to provide expert compliance advisory services in U.S. Broker-Dealer regulation. This role involves supporting compliance practices across the organization, ensuring adherence to regulatory requirements, and collaborating closely with front-office teams. The ideal candidate will have at least eight years of experience in financial services compliance, along with a Bachelor's degree in a relevant field.
The salary ranges from $150,000 to $185,000 per year, plus a discretionary bonus.
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Position Requirements
10+ Years
work experience
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