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Senior Director, US Operations; Series

Job in New York, New York County, New York, 10261, USA
Listing for: 21X
Full Time position
Listed on 2026-06-19
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Advisor / Consultant
Salary/Wage Range or Industry Benchmark: 200000 - 250000 USD Yearly USD 200000.00 250000.00 YEAR
Job Description & How to Apply Below
Position: Senior Director, US Operations (Series 24 license required!)
Location: New York

Overview

21X is pioneering the future of institutional finance as the world’s first licensed operational on-chain trading and settlement venue
. Since launching under EU regulatory supervision in September 2025, we have redefined how institutional participants engage with tokenised securities
, enabling atomic settlement on distributed ledger infrastructure.

Now, we are expanding into the US market with 21X LLC, a new entity to be established in New York and registered with FINRA and the SEC
.

This is your opportunity to lead the charge in building a next‑generation broker‑dealer and ATS operation from the ground up.

Tasks

As the named principal of 21X LLC, you will be the face of 21X in the US, responsible for:

Core Responsibilities
  • Regulatory Leadership: Serve as the named registered principal on Form BD, ensuring impeccable compliance with all FINRA and SEC obligations.
  • Strategic Build‑Out:
    Establish and scale the New York office, from initial setup (lease, infrastructure, processes) to long‑term operational excellence
    .
  • Stakeholder Representation: Act as the primary point of contact for FINRA, the SEC and key institutional partners
    , embodying 21X’s commitment to transparency, integrity and innovation
    .
  • Compliance Oversight: Supervise outsourced Compliance and Financial Operations functions
    , ensuring seamless adherence to financial and regulatory reporting standards.
  • Commercial Leadership: Partner with senior leadership to drive client engagements, market expansion, and revenue growth in the US.
Your profile
  • Series 24 (General Securities Principal) license
    , active and in good standing. (
    This is non‑negotiable!)
  • 10+ years of leadership experience at a US‑registered broker‑dealer
    , ATS operator
    , or financial market infrastructure firm
    .
  • Expertise in digital asset securities, tokenised instruments and blockchain‑based settlement solutions.
  • Proven track record of operating autonomously in fast‑paced, high‑stakes environments.
  • Based in or willing to relocate to New York.
What Sets You Apart
  • Deep knowledge of FINRA membership applications and broker‑dealer compliance.
  • Strong network within the US institutional securities market.
  • Experience with alternative trading systems, non‑custodial models and blockchain based settlement solutions.
  • Entrepreneurial mindset, comfortable building from scratch and leading through ambiguity.
Why us?
  • Unparalleled Impact: You will define the US strategy for a company that is revolutionizing securities settlement
    .
  • Executive Visibility: Direct exposure to C‑level leadership
    , with the authority to shape decisions that drive global growth.
  • Equity Potential:
    Competitive compensation with the opportunity to share in the success you help create.
  • Legacy Building: Be part of a once‑in‑a‑career opportunity to launch a market‑leading operation in the heart of global finance.
Legal Note

21X LLC is in formation. Final registration as a broker‑dealer with FINRA and the SEC is subject to ongoing processes. This position is contingent upon successful licensing and regulatory approvals.

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Position Requirements
10+ Years work experience
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