Head of Equities Compliance & Regulatory Oversight
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-06-20
Listing for:
BMO
Full Time
position Listed on 2026-06-20
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services
Job Description & How to Apply Below
BMO is seeking a Director of Equities Compliance in New York, NY, responsible for implementing and maintaining compliance within Capital Markets. This role includes providing advice on regulatory requirements, assessing risks, and ensuring adherence to compliance policies.
The ideal candidate will have at least 5 years of experience in compliance within financial services, strong knowledge of equity trading, and must demonstrate excellent analytical and communication skills. BMO offers a competitive salary range of $112,200 - $209,000 and additional benefits.
#J-18808-LjbffrTo View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×