Senior Audit Manager-Investments

Overview

Senior Manager, Finance Audit Team – New York, NY. Part of AIG Internal Audit Group, providing independent assurance on risk management, financial controls, and governance processes. The role focuses on investment audits, SOX compliance, and continuous improvement of audit methodology.

• Lead risk‑based internal audits of investment activities and related financial processes.
• Oversee SOX
  404 compliance, including control design evaluation, testing, deficiency assessment, and remediation tracking.
• Assess controls over investment valuation, financial reporting, portfolio accounting, treasury activities, and capital management.
• Partner with finance leadership to identify control gaps, operational inefficiencies, and emerging risks.
• Review complex financial transactions, accounting estimates, and judgments for accuracy and compliance with policies and standards.
• Drive continuous improvement initiatives by recommending enhancements to controls, processes, and governance frameworks.
• Supervise and mentor audit staff, providing technical guidance, coaching, and performance feedback.
• Coordinate with external auditors on SOX reliance, testing strategies, and issue resolution.
• Utilize data analytics and technology‑enabled audit techniques to enhance audit effectiveness and efficiency.
• Support enterprise risk assessment activities and contribute to annual audit planning.
• Communicate audit results or other key messages to a variety of constituents, including senior management, audit leadership, and regulators.
• Provide guidance and direction for audit staff to develop business and audit knowledge, set clear expectations, provide feedback, and encourage career advancement.
• Travel may be required.

• 7+ years of relevant experience with 5+ years in auditing investments.
• Supervisory/managerial experience with strong people‑management skills.
• Bachelor’s or Master’s degree.
• A certified professional designation (e.g., CIA, CPA, CISA, CRISC, CISSP) expected or must be obtained within the first 12 months.
• Strong communication (oral and written), presentation, negotiation, and project‑management skills.
• Experience with data‑analysis tools (e.g., MSExcel, Access, ACL, IDEA, Qlikview, Tableau).
• Familiarity with applicable industry laws and regulations.
• Experience working in the financial services/insurance industries.
• Think independently and critically, pinpointing key risk areas and articulating thoughts effectively to diverse audiences.

Base salary range: $120,000–$150,000, plus eligibility for a bonus in accordance with the applicable incentive plan. AIG offers a comprehensive benefits package, including health, wellness, and professional development programs.

AIG provides equal opportunity to all qualified individuals regardless of race, color, religion, age, gender, gender expression, national origin, veteran status, disability or any other legally protected category. AIG is committed to providing reasonable accommodations to job applicants and employees with disabilities. If you need an accommodation, please contact