Director, Equities Compliance: Regulatory Strategy Leader
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-06-21
Listing for:
Hispanic Alliance for Career Enhancement
Full Time
position Listed on 2026-06-21
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
The Hispanic Alliance for Career Enhancement in New York is seeking a Director of Equities Compliance to manage the Capital Markets Compliance Program. The role involves providing compliance guidance, conducting risk assessments, and ensuring regulatory obligations are met. Ideal candidates will have extensive equities trading knowledge and a strong background in compliance.
The salary range for this position is between $112,200 and $209,000 annually, dependent on qualifications and experience.
Benefits include health insurance and tuition reimbursement among other offerings.
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