Senior Capital Markets Compliance Lead; Equities
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-06-24
Listing for:
BMO
Full Time
position Listed on 2026-06-24
Job specializations:
-
Finance & Banking
Capital Markets, Regulatory Compliance Specialist, Financial Services, Banking Operations
Job Description & How to Apply Below
Location: New York
BMO is seeking a Capital Markets Senior Compliance Officer in New York, NY to assist in implementing and administering the Capital Markets Compliance Program. This role focuses on compliance oversight within BMO’s Capital Markets and equity activities, ensuring adherence to regulations and internal policies.
The ideal candidate will have a Bachelor’s degree and at least 5 years of compliance experience in a financial services environment, along with strong knowledge of SEC and FINRA regulations. BMO offers a comprehensive compensation package that includes health insurance and retirement options.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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