VP Liquidity Risk; Broker Dealer
Listed on 2026-06-24
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Finance & Banking
Financial Compliance, Risk Manager/Analyst, Corporate Finance, Regulatory Compliance Specialist
Location: New York
Title: VP Liquidity Risk (Broker Dealer)
Office Status: Hybrid – New York, NY
Base Salary: $180k – $225k + Bonus
OverviewThis Vice President opportunity sits within the Risk function of a well-established, privately held global financial services firm, serving as the sole liquidity risk professional responsible for building and maintaining the firm's enterprise-wide liquidity risk governance framework. The role provides independent Treasury oversight and requires a strategic, hands‑on professional who can assess liquidity risk across the full balance sheet, challenge assumptions constructively, and drive remediation of gaps across policies, processes, and reporting.
It's an ideal fit for a broker dealer liquidity risk professional who has operated in a lean, broad environment — someone who has seen a wide range of situations and can think holistically rather than narrowly about liquidity risk.
- Lead the design, enhancement, and ongoing governance of the firm's liquidity risk management framework, aligned with regulatory expectations and industry best practices
- Oversee liquidity stress testing methodologies including scenario design, assumptions, sensitivities, and contingency funding planning
- Partner closely with Treasury to assess how liquidity is managed across the firm, providing independent challenge and an enterprise-level perspective
- Evaluate the liquidity impact of new business activities, products, and balance sheet changes; quickly assess unfamiliar structures and identify liquidity implications
- Review and assess liquidity metrics, limits, escalation triggers, and early warning indicators on an ongoing basis
- Identify gaps, weaknesses, and emerging risks across liquidity governance, data, and reporting; drive remediation initiatives to resolution
- Serve as the firm's subject matter expert on regulatory liquidity requirements including internal liquidity adequacy frameworks, supervisory expectations, and stress scenarios
- Provide clear, concise communication of complex liquidity concepts to senior stakeholders across Risk, Treasury, Finance, and business leadership
- Support regulatory examinations, internal audits, and senior management and board-level liquidity discussions
- Maintain a forward‑looking, strategic mindset balancing near‑term liquidity management with longer‑term structural resilience
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