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Director, Equities Compliance & Regulatory Oversight
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-06-26
Listing for:
BMO U.S.
Full Time
position Listed on 2026-06-26
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
BMO U.S. is seeking a Director of Equities Compliance responsible for implementing and maintaining a comprehensive compliance program for capital markets activities. This role requires a strong background in equities trading and regulatory requirements.
The Director will oversee compliance oversight, advise on regulatory nuances, and engage with traders to ensure adherence to best practices and corporate obligations. Candidates should have at least 5 years of relevant experience, strong analytical skills, and a Bachelor’s degree.
The position offers a salary range of $ - $ and is part of a team dedicated to fostering a positive change.
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