Senior Associate - Guideline Oversight

Role Overview

The Asset Management Guideline Oversight (AMGO) group is a critical part of Neuberger’s global Risk group. AMGO serves as an independent control group, ensuring that investment portfolios remain compliant with regulatory, prospectus, client, and internal guidelines. The role requires deep technical understanding of investment products across asset classes, including private markets.

• Oversee and monitor investment guidelines based on client or fund legal documents in collaboration with investment teams, legal and compliance, finance teams, and relevant NB Alternative support teams.
• Conduct guideline oversight for each investment opportunity and perform post‑investment review on a quarterly basis, utilizing financial statements.
• Maintain and enhance guideline oversight template for ongoing monitoring, working closely with investment teams, legal, and other stakeholders.
• Collaborate across the firm on projects to ensure successful implementation of guideline compliance procedures and improve process efficiency.
• Assist in analyzing, developing, and implementing policies and procedures to ensure compliance with global regulations.

• Bachelor’s degree with strong academic credentials and a minimum of 4–5 years of relevant work experience.
• Demonstrated experience in private markets, such as private equity, investment management, asset management, or management consulting.
• Understanding of investment products across asset classes.
• High level of accountability with a strong sense of ownership and attention to detail.
• Intellectually curious self‑starter with aptitude for quantitative and qualitative analysis.
• High degree of professionalism, integrity, and maturity.
• Superior analytical, thinking, presentation and communication (oral and written) skills.
• Proficiency in Microsoft Office, PowerPoint, and other data systems.
• Collaborative team player able to manage multiple priorities and perform complex analysis under tight deadlines.
• LI‑Hybrid LI‑MB1. Applicants must be authorized and have the right to work in the country where the role is located without the need for current or future sponsorship.

The salary range for this role is $105,000–$130,000. The range may be modified in the future and is only applicable for jobs to be performed in the job posting location. This role is also eligible for a discretionary bonus, which, along with base salary and retirement contributions, is part of the total comprehensive package. In addition, we offer a comprehensive package of benefits including paid time off, medical/dental/vision insurance, retirement, life insurance and other benefits to eligible employees.

Neuberger is an equal opportunity employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations.