Operations Specialist - Trade Processing; Physical Settlements
Listed on 2026-07-01
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Finance & Banking
Financial Analyst, Financial Advisor / Consultant, Financial Reporting, Accounting & Finance
Location: New York
At BBH, Partnership is more than a form of ownership—it’s our approach to business and relationships. We know that supporting your professional and personal goals is the best way to help our clients and advance our business. We take that responsibility seriously. With a 200-year legacy and a shared passion for what’s next, this is the right place to build a fulfilling career.
PositionSummary
The Operations Specialist-Physical Settlements is directly responsible for specialized functions within Trade Processing, including the processing and settling of physical security trades. This would include activities such as trade settlement, re-registration, DTC deposits, client communication, and reconciliation.
Principal Responsibilities- Process Transactions
- Process all physical security deliver and receive orders settling with other brokers and banks.
- Verify securities for negotiability at the time of receipt.
- Interact with Transfer Agents relating to the re-registration of physical securities that are held by BBH.
- Manage daily volume.
- Problem Resolution
- Review and resolve discrepancies in order information received (for example CUSIP difference and or restrictions).
- Escalate problem items as appropriate.
- Communications
- Communicate professionally and constructively via email, phone, etc. with internal and external clients and counter parties and Transfer Agents to effectively resolve issues in order to minimize risk and exposure.
- Provide superior client service.
- Communicate as part of a team.
- Contribute to Management Reporting. This may include providing statistics on work volumes.
- Process Improvement
- Gain efficiencies to improve individual productivity.
- Gain an understanding of the big picture – how specific function impacts the firm.
- Contribute to Division or Firm process improvement activities.
Skills And Abilities
- BA/BS degree or equivalent work experience.
- Demonstrated PC skills.
- Ability to identify, elevate and resolve a problem.
- Ability to communicate professionally through effective verbal and written skills.
- Ability to manage time efficiently and effectively.
- Organizational skills and detail oriented.
- Ability to multi-task.
- Ability to work in a team environment.
- Ability to meet deadlines and work under pressure.
New York: $50,000 - $60,000 + annual performance bonus
BBH and its affiliates' compensation program includes base salary, discretionary bonuses, and profit-sharing. The anticipated base salary range(s) shown above are only for the indicated location(s) and may differ in other locations due to cost of living and labor considerations. Base salaries may vary based on factors such as skill, experience and qualification for the role. BBH's total rewards package recognizes your contributions with more than just a paycheck—providing you with benefits that enhance your experience at BBH from long‑term savings, healthcare, and income protection to professional development opportunities and time off, our programs support your overall well‑being.
Wevalue diverse experiences
We value diverse experiences and transferrable skillsets. If your career hasn’t followed a traditional path, includes alternative experiences, or doesn’t meet every qualification or skill listed in the job description, please do go ahead and apply.
About BBHBrown Brothers Harriman (BBH) is a premier global financial services firm, known for premium service, specialist expertise, technology solutions and partnership approach to client management. Across Investor Services and Capital Partners, we work with an enviable roster of sophisticated clients who make BBH their first call when they are tackling their hardest challenges. Delivering for our clients and each other energizes us.
We believe that how we do our work is just as important as what we do. We are relentless problem solvers who know our best ideas come from collective debate and development—so we are never possessive about our ideas. Every day we come together as a diverse community of smart and caring people to deliver exceptional service and expert advice—creating success that lasts.
No matter where you sit in the organization, everyone is empowered to contribute their…
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