Regulatory QA Lead Wealth Management Reporting

AVP
- Quality Management Specialist
- Regulatory Reporting

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Job Req :

Location(s):

Chennai, Tamil Nadu, India

Job Type:

On-Site/Resident

Posted:

Apr. 20, 2026

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Job Summary: We are seeking a highly skilled and experienced professional to be part of the Quality Management Team in Wealth Operations, specifically focusing on Regulatory Reporting. This role involves executing and managing the Quality Assurance framework for regulatory reporting activities across multiple jurisdictions, ensuring compliance with diverse and complex regulations. The Quality Assurance Regulatory Reporting Specialist will contribute to managing the integrity and accuracy of information across a broad range of wealth management products and client portfolios.

The ideal candidate will possess a solid understanding of global regulatory requirements, a keen understanding of the intricacies of wealth management, and the ability to operate effectively within a robust QA framework.

Key Responsibilities:

• Quality Assurance Execution (Regulatory Reporting):
  • Execute and manage all activities for Quality Assurance for various regulatory reporting submissions.
  • Design and/or perform sample testing to ensure accurate preparation and timely regulatory reports in compliance with relevant guidelines and authorities.
  • Perform comprehensive data reconciliation and validation to ensure the integrity of regulatory data.
  • Contribute to the oversight of Quality Assurance for regulatory reporting activities, ensuring adherence to submission deadlines and accuracy standards.
• Regulatory Compliance:
  • Actively participate in the analysis and implementation of minor regulatory changes.
  • Support the interpretation, assessment, and implementation of complex new or revised regulatory requirements, providing input and escalating appropriately.
  • Support in managing responses to queries from Financial Authorities and internal control assessments (e.g., MCA framework) specifically related to regulatory reporting.
  • Identify potential discrepancies or issues in regulatory reporting and escalate them appropriately.
  • Contribute to the development, maintenance, and enhancement of the risk and control framework for regulatory reporting processes.
  • Stay abreast of evolving global regulatory requirements, Citi policies, standards and adapt the QA framework to meet new compliance standards, especially those impacting wealth management products.
• Stakeholder Collaboration & Communication:
  • Collaborate effectively with internal stakeholders (e.g., Corporate Tax, ICRM, Legal, Business Units) and external regulatory bodies as required.
  • Work with compliance, risk, legal, operations, technology, product owners, report owners, Enterprise data & regulatory reporting, and banking teams to address QA issues, develop remediation plans, and drive continuous improvement initiatives specific to Wealth Management.
• Team Contribution & Support:
  • Provide guidance and support to junior team members as needed.
  • Support internal and external audit engagements, coordinating documentation and explanations.
  • Communicate with regulators as required, co-ordinate back reporting/replays if necessary.
• Process Improvement & Automation:
  • Contribute to process improvement and automation initiatives within the regulatory reporting function.
  • Identify and implement best practices to enhance the efficiency, accuracy, and consistency of regulatory reporting, considering the diverse range of products and services offered to global clients.
  • Monitor robust data quality metrics and controls to ensure the integrity of data used for regulatory reporting, from client data to complex product transactions.
• Risk Assessment:
  • Conduct regular risk, self-assessments to identify gaps in existing QA processes, with a focus on mitigating compliance risks associated with diverse client portfolios and complex investment products.
• Reporting & Analytics:
  • Su…