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Compliance Associate — Regulatory Oversight & Risk
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-07-01
Listing for:
Glocap Search
Full Time
position Listed on 2026-07-01
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Glocap Search is seeking an Associate to join their Compliance team in New York. This role involves supporting compliance monitoring, regulatory filings, and marketing material reviews. The ideal candidate has over 5 years of experience in compliance within financial services and a Bachelor's degree.
You will assist in developing training programs, maintaining compliance logs, and ensuring adherence to regulatory requirements. Strong communication, organizational skills, and familiarity with investment-related compliance are essential.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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