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Title FCM Onboarding Specialist
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-07-02
Listing for:
StoneX Group
Full Time
position Listed on 2026-07-02
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Banking Operations, Risk Manager/Analyst
Job Description & How to Apply Below
Location: New York
Responsibilities
Support the onboarding process of new FCM accounts within the Clearing and Execution Services division at StoneX by conducting comprehensive reviews of client account applications and meticulously assessing KYC documentation. Collaborate closely with compliance to ensure all regulatory requirements are met, facilitating a seamless and fully compliant client onboarding experience.
- Lead and oversee all aspects of the FCM client onboarding process to ensure full compliance with regulatory requirements and internal control standards
- Ensure completion and integrity of all client due diligence and KYC requirements prior to submitting for compliance approval, in alignment with applicable AML regulations
- Perform detailed reviews of onboarding documentation to validate accuracy, completeness, and compliance with regulatory expectations for FCM clients.
- Identify, assess, and elevate potential AML/KYC risks, discrepancies, or red flags to Compliance, AML
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