More jobs:
Impactful Compliance Monitoring & Testing Associate
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-07-04
Listing for:
SwiftCruit
Full Time
position Listed on 2026-07-04
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Guggenheim Securities is seeking a Monitoring and Testing Associate to join its Compliance team in New York. The role involves supporting compliance monitoring and testing, collaborating with teams on risk assessments, and evaluating controls. Ideal candidates will have a Bachelor's degree and 3-5 years of financial services experience.
The position requires excellent analytical and communication skills, with the expectation to support regulatory inquiries and prepare thorough reports. The anticipated salary range is between $110,000 and $120,000.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
To View & Apply for jobs on this site that accept applications from your location or country, tap the button below to make a Search.
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
(If this job is in fact in your jurisdiction, then you may be using a Proxy or VPN to access this site, and to progress further, you should change your connectivity to another mobile device or PC).
Search for further Jobs Here:
×