Trade Surveillance Investigator
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-07-08
Listing for:
DriveWealth
Full Time
position Listed on 2026-07-08
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Services, Financial Advisor / Consultant
Job Description & How to Apply Below
Drive Wealth is seeking an experienced Surveillance Analyst to monitor trading activity for potential regulatory violations. You will engage with alerts across equities, options, and ETFs, utilizing AI tools for analysis while ensuring compliance with securities laws.
The ideal candidate possesses strong trading surveillance experience and a curiosity about market dynamics. This hybrid position is based in New York, offering competitive compensation and benefits.
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