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Senior Investment Compliance Officer - NYC Hybrid

Job in New York, New York County, New York, 10261, USA
Listing for: Larson Maddox
Full Time position
Listed on 2026-07-08
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Wealth Management, Financial Services
Salary/Wage Range or Industry Benchmark: 150000 - 180000 USD Yearly USD 150000.00 180000.00 YEAR
Job Description & How to Apply Below
Location: New York

Larson Maddox is seeking an experienced compliance professional in New York City for its investment compliance program. The role demands extensive compliance experience with strong exposure to regulatory requirements and direct support for internal policies.

Qualified candidates will have over 5 years of experience in financial services, particularly with Registered Investment Advisers. The role offers a hybrid work model and an attractive compensation package including a bonus.

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Position Requirements
10+ Years work experience
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