Corporate Actions; Broker Dealer

An International Broker Dealer is looking for an experienced Corporate Actions specialist to join their team. This candidate will be responsible for processing all mandatory and voluntary corporate actions for the firm’s equities and stock loan operations teams. Additional responsibilities include assisting with stock loan trade reconciliation, processing of dividend payments and distributions, and assisting with ongoing operations-related projects. The ideal candidate will come with at least seven years’ experience in mandatory and voluntary corporate actions processing, and have familiarity with Broadridge ADP/BPS, Global One, Loanet, and XPRisa/XSP.

• Handle the receipt of custodian announcements, the scrubbing/comparison of data, and the notification of corporate action events to a specific client
• Assist with all stock loan trade reconciliations, soliciting and receiving responses from the Front Office and submitting these instructions to the various custodians prior to their deadline dates, specifically for all voluntary events
• Work on various internal systems and custodian proprietary online systems to perform the above functions
• Review file folders for completion and compliance with operating procedures and execution of risk controls
• Identify and investigate corporate actions using relevant market information

• At least 7 years of relative experience
• Knowledge of Broadridge/ADP, Global One, Loanet, and XPRisa

Open

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