Senior Equity Research Compliance Lead
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-07-11
Listing for:
Russell Tobin
Full Time
position Listed on 2026-07-11
Job specializations:
-
Finance & Banking
Job Description & How to Apply Below
Russell Tobin seeks a Senior Compliance Officer to lead Information Barriers for the Control Room and Equity Research Compliance function in New York. You will advise on MNPI, manage wall crossings, and guide regulatory interpretation for Equity Research and Investment Banking teams.
You will maintain Watch/Restricted Lists, respond to audits, deliver training, and help develop policies and procedures to ensure ongoing regulatory adherence in a fast-paced financial services environment.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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