Trade Surveillance Lead - Compliance & Regulation
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-07-13
Listing for:
Rex Technologies GmbH
Full Time
position Listed on 2026-07-13
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst, Financial Services
Job Description & How to Apply Below
Rex Technologies GmbH is seeking a Surveillance Compliance Officer in New York to enhance their trade surveillance process across various asset classes. This role involves evaluating alerts, using surveillance tools, and ensuring compliance with SEC, FINRA, NFA, CFTC, and other regulations.
The ideal candidate will have experience in financial markets and demonstrate excellent analytical and communication skills. The salary range is $125,000 to $175,000 annually, complemented by a discretionary bonus.
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