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CFO & FINOP Broker-Dealer — Regulatory & Financial Leader

Job in New York, New York County, New York, 10261, USA
Listing for: Hold Brothers
Full Time position
Listed on 2026-07-18
Job specializations:
  • Finance & Banking
    Financial Compliance, CFO
  • Management
    CFO
Salary/Wage Range or Industry Benchmark: 240000 - 300000 USD Yearly USD 240000.00 300000.00 YEAR
Job Description & How to Apply Below
Position: CFO & FINOP for Broker-Dealer — Regulatory & Financial Leader
Location: New York

Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking a CFO/FINOP to oversee day-to-day accounting, regulatory reporting and FINOP responsibilities. Reporting to the CEO, you will drive financial controls, tax filings, payroll, reconciliations, and vendor management while ensuring compliance with SEC, FINRA and internal policies.

You will collaborate with senior management to consolidate financial statements and disclosures, supervise accounting teams, and

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