More jobs:
Wealth & Investment Counsel; Fiduciary Compliance
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-07-24
Listing for:
Axiom
Full Time
position Listed on 2026-07-24
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Tax Law -
Law/Legal
Regulatory Compliance Specialist, Tax Law
Job Description & How to Apply Below
Location: New York
Axiom, a leading financial services firm in New York, seeks an Investment & Wealth Management Counsel to advise clients on investment advisory, fiduciary obligations, and wealth management matters, ensuring regulatory compliance and risk mitigation.
Responsibilities include drafting and negotiating investment advisory and trust agreements; advising on fiduciary duties under SEC/FINRA; guiding asset allocation and wealth strategies; regulatory compliance under the Investment Advisers Act;
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