Director, Senior Counsel - Equity Finance
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-07-25
Listing for:
Page Executive
Full Time
position Listed on 2026-07-25
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Banking & Finance -
Law/Legal
Financial Law, Regulatory Compliance Specialist, Banking & Finance
Job Description & How to Apply Below
Overview
- Investment bank with hybrid 3 day in office schedule
- Legal point person for broad range of equity finance matters
- Provide legal support to business units with respect to equity sales and trading platform, focusing on equity finance (margin lending, equity repo, securities lending, delta-one swaps)
- Support LP fund financing, full-recourse margin lending, equity repo, securities lending and delta-one equity swaps
- Provide legal guidance on margin lending regulations, FINRA, Reg T, and Reg U compliance
- Provide guidance on Dodd-Frank and rules applicable to Security-Based Swaps and Security-Based Swap Dealers
- Draft and negotiate credit agreements, loan agreements and related fund financing and margin lending documentation
- Draft and negotiate securities financing documentation, including MRAs and MSLAs and equity swap MCAs; maintain and enhance standard documentation templates
- Partner closely with Credit, Market Risk, Collateral Management, Operations, and other internal stakeholders to address legal, operational and risk matters
- JD from US law school
- Admission to NY State Bar
- 8-10+ years practicing law, ideally a combination of top AmLaw 100 firm and in-house within a financial services institution, providing support to equity finance business
- Must have strong margin lending, equity repo and delta-one experience
- Strong experience with and understanding of securities regulations, including Dodd-Frank, Reg T, Reg U
- Ability to serve as a trusted business partner to internal clients
- Competitive base salary
- Bonus
- Hybrid work schedule with 3 days in NYC office per week
- Comprehensive benefits plan
- Opportunity for growth
Position Requirements
10+ Years
work experience
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