Marketing Compliance Lead – Fintech, Hybrid NYC
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-07-27
Listing for:
Madison-Davis, LLC
Full Time
position Listed on 2026-07-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, FinTech, Wealth Management
Job Description & How to Apply Below
Madison-Davis, LLC partners with a fintech wealth platform in New York City to hire a Compliance Manager for the broker-dealer and registered investment adviser lines. This hybrid role leads a small team, guiding marketing compliance and regulatory alignment across advisory and broker-dealer businesses.
The successful candidate will oversee marketing reviews, partner with marketing and business teams, and ensure adherence to SEC and FINRA standards in a fast-growing fintech environment.
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