Audit Manager – Corporate Compliance Audit

• Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas.
• Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.
• Provide significant input into the development of the annual audit plan.
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.
• Establish and build working relationships with internal and external management.
• Communicate the results of audit projects to management (written reports/oral presentations).
• Manage audit work and project resources during audit engagements, providing feedback on work performed to audit team members, as appropriate.

• Bachelor's Degree or military experience
• At least 5 years of experience in auditing, at least 5 years in compliance, at least 5 years in risk management, or a combination
• At least 3 years of experience leading audits and performing in the role of auditor-in-charge
• Preferred:
  Master's Degree in Accounting, Finance, Economics, or MBA
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or relevant certification
• 6+ years of experience in consumer compliance, banking or financial services industry, risk management.
• 1+ years of experience with data analytics tools in support of internal audit
• 1+ years of experience with privacy compliance in the financial services industry

Demonstrates expertise in leading complex audits, compliance procedures, and risk management within the financial services industry. Proficient in utilizing data analytics tools to enhance audit processes and effectively communicate findings to management.

• Leading Audits
• Compliance Audit Procedures
• Data Analytics Tools
• Certified Internal Auditor (CIA)
• Consumer Compliance

• Auditing
• Risk Management
• Compliance
• Data Analysis
• Documentation
• Issue Identification
• Evidence Review
• Project Management
• Audit Planning
• Oral Presentations

• Communication
• Relationship Building
• Feedback Provision
• Team Leadership

• Certified Internal Auditor (CIA)
• Certified Public Accountant (CPA)
• Certified Risk Compliance Manager (CRCM)

• Financial Services
• Consumer Compliance
• Banking
• Privacy Compliance
• Audit Engagements