Securities & Derivatives Intermediate Associate Analyst

Responsibilities

• Utilize basic industry and business knowledge to conduct analyses of hedge funds and other counter party activities
• Contribute to the creation of customized reporting used to present information to management
• Support implementation of securities processing improvements
• Assist with identifying policy gaps and formulating policies that streamline related work processes
• Review and analyze hedge fund activities, procedures to reconcile cash/holdings and securities pricing
• Develop and use knowledge of securities, processing practices and standards
• Provide informal guidance or on the job training to lower level/new securities processing team members when required
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation

• 2-5 years of relevant experience
• Recommended licensing/registration:
  Series 7, Series 9, Series 10, Series 63
• Consistently demonstrates clear and concise written and verbal communication skills
• Education:
  
  Bachelor’s Degree/University degree or equivalent experience

• securities processing
• hedge fund analysis
• cash reconciliation
• holdings reconciliation
• securities pricing
• policy formulation
• reporting creation
• risk assessment
• business analysis

• clear communication
• concise communication
• informal guidance
• on-the-job training

• Series 7
• Series 9
• Series 10
• Series 63