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Senior Director, Equities Compliance & Risk
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-06
Listing for:
TBG | The Bachrach Group
Full Time
position Listed on 2026-08-06
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
The Bachrach Group seeks a senior compliance professional to support an equities sales and trading platform, ensuring regulatory obligations and governance across cash equities, high-touch execution, and market-making activities. The role emphasizes practical guidance to business leaders and strengthening the compliance framework.
Applicants should have extensive knowledge of U.S. securities regulation, risk assessment experience, and ability to translate complex requirements into actionable
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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