AML Analyst ACAMS​/CFE – Ongoing Monitoring

Work Location:

New York, New York, United States of America

40

$86,840 – $139,360 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience  compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate’s skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Personal & Commercial Banking

The Operational Controls Manager provides a broad range of operational risk analysis, reporting and/or support to business partners. The Operational Controls Manager acts as a specialist/expert in providing guidance/advice on a range of operational risk related matters for all functional areas within TD Auto Finance. Acts as an oversight function within the first line of defense to ensure appropriate understanding and execution of operational risk tools.

• Operates in a lead capacity managing risk activities such as KRI, RCSA and action plan reporting on behalf of all key business or functional areas supported by business contacts within each functional areas
• Analyzes proactively potential operational risks and ensures key risks are aggregated/escalated to appropriate areas
• Supports on-going operational risk measurement activities by acquiring, analyzing, and reporting business operational or relevant loss data
• Establishes and provides regular risk analysis and reporting on operational loss performance of the business
• Supports business with new business approval process and risk and control self-assessment
• Supports established enterprise wide risk escalation, review, and approval processes, data management, policies, and risk assessment processes
• Leads TDAF business continuity and incident management programs

• Bachelor’s degree or work experience equivalent to a Bachelor’s degree required
• 7 + Years of related experience (automotive lending or operational risk)
• Proven project management skills and analytical ability, including tactical planning and process management
• Demonstrated ability to effectively contribute to multidisciplinary working committees and to manage small/medium size projects
• Demonstrated ability to develop and maintain strong business relationships including relationships throughout TDBG
• Ability to influence the decisions and actions of others without express authority
• Ability to analyze information, identify trends, draw conclusions, present results and where appropriate provide recommendations on mitigating potential risks
• Proven leadership experience, with strong background in TD Bank Operational risk management function(s) preferred
• Excellent written and verbal communication skills, including facilitation, presentation skills, public speaking ability, and positive public presence
• PC skills (MS Office proficiency)

Never: 0%;
Occasional: 1-33%;
Frequent: 34-66%;
Continuous: 67-100%

• Domestic Travel – Occasional
• International Travel – Never
• Performing sedentary work – Continuous
• Performing multiple tasks – Continuous
• Operating standard office equipment – Continuous
• Responding quickly to sounds – Occasional
• Sitting – Continuous
• Standing – Occasional
• Walking – Occasional
• Moving safely in confined spaces – Occasional
• Lifting/Carrying (under 25 lbs.) – Occasional
• Lifting/Carrying (over 25 lbs.) – Never
• Squatting – Occasional
• Bending – Occasional
• Kneeling – Never
• Crawling – Never
• Climbing – Never
• Reaching overhead – Never
• Reaching forward – Occasional
• Pushing – Never
• Pulling – Never
• Twisting – Never
• Concentrating for long periods of time – Continuous
• Applying common sense to deal with problems involving standardized situations – Continuous
• Reading, writing and comprehending instructions – Continuous
• Adding,…