Senior Financial Operations: Regulatory Capital & Compliance
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-07
Listing for:
The Emerald Recruiting Group
Full Time
position Listed on 2026-08-07
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Corporate Finance, Financial Compliance
Job Description & How to Apply Below
A growing financial services firm in New York is looking for an AVP / Associate in Financial Operations. This role supports regulatory capital reporting and helps ensure compliance with SEC rules. You will prepare financial computations and collaborate with teams on regulatory reporting. Ideal candidates have 3-7 years of experience in financial operations within a broker-dealer, strong analytical skills, and a solid understanding of relevant SEC regulations.
A competitive salary and bonus structure are offered.
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Position Requirements
10+ Years
work experience
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