Senior Portfolio Compliance Analyst (1940 Act
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-08
Listing for:
Equitable Advisors
Full Time
position Listed on 2026-08-08
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
Location: New York
Equitable is seeking a Portfolio Compliance Analyst in New York to oversee compliance with investment guidelines and regulatory requirements for 1940 Act funds. You will analyze guidelines, implement rules for new funds, and maintain ongoing compliance testing and board reporting.
You will collaborate with internal teams and external vendors, supporting regulatory filings and risk management within a flexible hybrid work environment at our New York, NY office.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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