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Senior Portfolio Compliance Analyst

Job in New York, New York County, New York, 10261, USA
Listing for: Socket.dev
Full Time position
Listed on 2026-08-08
Job specializations:
  • Finance & Banking
    Regulatory Compliance Specialist, Financial Compliance, Risk Manager/Analyst
Salary/Wage Range or Industry Benchmark: 130000 - 160000 USD Yearly USD 130000.00 160000.00 YEAR
Job Description & How to Apply Below
Location: New York

Equitable, a leading financial services company, seeks a Portfolio Compliance Analyst to oversee investment guideline compliance for 1940 Act funds, support new fund launches, and ensure regulatory adherence.

The role involves collaboration with internal teams and external vendors, development of the compliance program, and handling regulatory filings and board reporting obligations. Hybrid work includes 2–3 onsite days in New York.

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Position Requirements
10+ Years work experience
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