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Senior Compliance Advisor – Equity Research & IB
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-08
Listing for:
Raymond James Financial, Inc.
Full Time
position Listed on 2026-08-08
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Raymond James Financial, Inc. seeks a compliance professional to support the design, implementation and supervision of a comprehensive compliance program focused on Equity Research and Investment Banking matters.
The role involves exposure to all business lines and strategic reporting across the firm. The candidate will contribute to risk reviews, regulatory change processes and stakeholder training, ensuring timely and accurate reporting, escalation of issues, and adherence to SEC and FINRA
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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