Trading Compliance Advisory | Elite Investment Platform
Listed on 2026-08-11
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Finance & Banking
Financial Advisor / Consultant, Financial Services, Financial Analyst, Trading - Equity / Derivatives / Quantitative
OCR is partnering with a leading global investment manager that is looking to add an experienced Trading Compliance Advisory professional to its growing team in New York.
About the Role
This is a genuine front-office advisory role, working closely with portfolio managers, traders and quantitative investment teams across a range of systematic and macro strategies. You'll advise on trading activity, market structure and regulatory matters, while partnering with the business on new products, trading venues, technology initiatives and strategic projects.
Responsibilities
- Systematic, quantitative and macro trading strategies
- Front-office compliance advisory
- Market structure and exchange rules
- New trading strategies, products and technology
- Trade surveillance, regulatory change and control room matters
- A highly collaborative, fast-paced investment environment
Qualifications
We're keen to speak with candidates from hedge funds, proprietary trading firms, market makers or investment banks with experience supporting trading businesses from a compliance advisory perspective.
Pay range and compensation package
The expected salary range for this role is based on factors such as experience, qualifications, education, location, and skill level. Additionally, this role may be eligible for discretionary incentive compensation.
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