Mutual Funds Compliance Analyst – ETFs
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-21
Listing for:
Neuberger Berman
Full Time
position Listed on 2026-08-21
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
Neuberger Berman seeks a Compliance Analyst – Mutual funds to support registered funds compliance under the Chief Compliance Officer. The role focuses on mutual funds, ETFs, and related policies while coordinating with Fund Administration, Risk, and Legal teams.
You will assist in preparing board materials, monitoring regulatory requirements, and contributing to quarterly and annual assessments. A 1–3 year compliance background and a bachelor’s degree are required, with a strong emphasis on
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