Fund Compliance Analyst for Mutual Funds & ETFs
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-23
Listing for:
Neuberger
Full Time
position Listed on 2026-08-23
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance
Job Description & How to Apply Below
Neuberger seeks a Compliance Analyst – Mutual funds to focus on registered fund related compliance matters. You will support surveillance, oversee mutual funds and ETFs, and prepare board communications for a range of funds.
The role reports to the Chief Compliance Officer – Registered Funds and supports the overall compliance program. The position requires 1–3 years of compliance experience, a Bachelor’s degree, and familiarity with Rule 38a-1 and Rule 206(4)-7.
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