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Fund Compliance Analyst – ETFs & Mutual Funds
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-25
Listing for:
nb
Full Time
position Listed on 2026-08-25
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Neuberger Registered Funds in New York seeks a Compliance Analyst for mutual funds and ETFs. You will support compliance matters, including surveillance of emails, guideline alerts, and fund policies under Rule 38a-1 and Rule 206(4)-7 programs.
The role involves assisting the Chief Compliance Officer with board materials, annual assessments, and coordination across fund support groups. Strong regulatory knowledge and communication skills are essential.
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