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Asset Management Compliance Specialist
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-26
Listing for:
SEI
Full Time
position Listed on 2026-08-26
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
The Compliance Associate role at SEI supports Asset Management Compliance across SEI Investments Management Corp. (SIMC) and SEI Investments Distribution Co (SIDCO), offering exposure to adviser and broker-dealer compliance and opportunities to build technical expertise.
This position emphasizes structured training, mentorship, and professional development, with a focus on regulatory filings, governance, and process improvements across units.
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