Process Analyst; CFR) in Long
Job in
Long Island City, Queens County, New York, 11109, USA
Listed on 2026-08-26
Listing for:
Mindlance
Full Time
position Listed on 2026-08-26
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Financial Compliance, Banking & Finance, Wealth Management
Job Description & How to Apply Below
Location: Long Island City
Process Analyst
- Level 4
ONLY W2 (NO C2C/1099)
Contract:
4 months
Location:
New York City (5 days a week onsite)
The individual will work directly with stakeholders across multiple functional lines of business to research, review, update, and finalize policies and procedures. Strong communication and stakeholder-management skills are important.
Key Responsibilities- Review existing investment-management policies and procedures.
- Research requirements and identify necessary updates.
- Align existing procedures with the new investment-management operating model.
- Work with stakeholders to finalize procedures.
- Make sure changes are thoroughly documented for audit trail purposes.
- Review and update approximately 120 processes/procedures.
- Coordinate with bank, control, risk, compliance, and investment-management stakeholders.
- Ensure procedures accurately reflect regulatory and operational requirements.
Preferred Experience
Strong preference for candidates with:
- Banking experience.
- Investment management/wealth management experience.
- Trust or securities experience.
- Bank controls, compliance, or risk-management experience.
- Policy and procedure documentation experience.
- Experience working with cross-functional stakeholders.
- Understanding of 12 CFR Part 9, particularly bank investment-management/fiduciary responsibilities.
- Familiarity with the Investment Advisers Act of 1940 / 40 Act on the RIA side is valuable.
EEO: "Mindlance is an Equal Opportunity Employer and does not discriminate in employment based on
- Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans."
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