Senior Compliance Program Lead – Institutional RIA
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-27
Listing for:
TD Bank Group
Full Time
position Listed on 2026-08-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Risk Manager/Analyst
Job Description & How to Apply Below
TD Bank US Compliance is seeking a Senior Compliance Professional to help design and implement a forward-thinking compliance program. You will lead day-to-day operations, provide independent challenge, and coordinate governance with the CCO and senior management.
This role focuses on institutional risk, regulatory change, and program ownership in a bank-owned environment. Based in New York, you will work in a fast-paced, entrepreneurial setting to reshape the compliance function, drive
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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