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Trading Compliance Lead - Hybrid, Trade Oversight
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-27
Listing for:
JW Michaels & Co.
Full Time
position Listed on 2026-08-27
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
Location: New York
JW Michaels & Co. in New York is seeking a Compliance Officer to join our team on a hybrid schedule, with four days in office. This role focuses on real-time trading compliance coverage and ensuring adherence to U.S. securities laws.
You will collaborate across legal, risk, operations, finance, technology and vendors, enhance surveillance programs, and guide traders and portfolio managers on compliant go-to-market execution.
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