Vice President, Auditor
Job in
New York, New York County, New York, 10007, USA
Listed on 2026-08-28
Listing for:
BNY
Full Time
position Listed on 2026-08-28
Job specializations:
-
Finance & Banking
Risk Manager/Analyst, Financial Compliance, Regulatory Compliance Specialist
Job Description & How to Apply Below
BNY is seeking a Vice President, Auditor, Markets to lead risk-based audits of our global markets businesses. In this role, you will evaluate trading, capital markets, and related operations, assessing controls, risk management, and regulatory compliance. You will design and execute audit plans, perform testing, prepare reports, and present findings to senior leaders. Collaborating across global teams, you'll leverage data and technology to enhance assurance, mentor junior staff, and help strengthen BNY's market infrastructure, governance, and client-focused financial services.
Responsibilities
- Lead and execute independent audits of markets businesses, including trading, capital markets, and related operations.
- Assess the design and effectiveness of controls, risk management, and governance over market activities.
- Develop risk-based audit plans, define scope, and perform detailed testing and validation of key controls.
- Identify control gaps, emerging risks, and regulatory issues; recommend pragmatic remediation actions.
- Prepare clear audit reports, communicate findings to senior stakeholders, and track remediation progress.
- Partner with global teams to share insights, align audit approaches, and support continuous improvement of the audit methodology.
- Monitor regulatory developments and industry best practices in markets, trading, and financial risk management.
- Use data analytics and technology tools to enhance testing coverage and insight into market risk and trading activity.
- Provide guidance and mentoring to junior auditors, reviewing work papers for quality and completeness.
- Support special reviews, investigations, and strategic risk initiatives across BNY's markets-related businesses.
Required Skills
- Internal audit
- Capital markets
- Trading products (equities, fixed income, FX, derivatives)
- Risk management
- Regulatory compliance (SEC, FINRA, CFTC, Basel, etc.)
- Internal controls and governance
- Data analytics for audit
- Audit planning and execution
- Financial statement and product knowledge
- Report writing and stakeholder communication
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