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Regulatory Reporting Associate
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-28
Listing for:
Partnership Employment
Full Time
position Listed on 2026-08-28
Job specializations:
-
Finance & Banking
Financial Reporting
Job Description & How to Apply Below
- Preparation of Daily 15c3-3 customer and PAB calculations
- Review of Daily 15c3-1 Net Capital Computation
- Preparation and Presentation of Monthly Focus Report to Senior Management
- Work closely with Front Office on new business and expansion projects
- Automation of legacy manual processes
- Other report preparation and analysis such as Leverage, Liquidity, Surveys and Ad Hoc Requests
- Actively participate in Regulatory and Financial Audits
- Enhance control environment and documentation
Position Requirements
10+ Years
work experience
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