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Senior Compliance Officer: Global Monitoring & Testing Leader
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-28
Listing for:
TD
Full Time
position Listed on 2026-08-28
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist
Job Description & How to Apply Below
TD Securities seeking a Senior Compliance Officer to join the US Compliance Monitoring and Testing Team and Core Compliance Group in New York. You will develop and drive the annual testing plan, oversee testing engagements, and manage remediation with global stakeholders.
The role requires 5+ years in compliance testing or audit, strong regulatory knowledge, and excellent communication and project management skills. Bachelor’s degree required; JD preferred.
#J-18808-LjbffrPosition Requirements
10+ Years
work experience
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