Entity Controller – Broker-Dealer Finance Lead; Hybrid
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-29
Listing for:
Global Trading Systems
Full Time
position Listed on 2026-08-29
Job specializations:
-
Finance & Banking
Financial Compliance, Regulatory Compliance Specialist, Financial Crime
Job Description & How to Apply Below
Location: New York
Global Trading Systems seeks an experienced Entity Controller/Financial and Operations Principal to own financial reporting, regulatory compliance, and audit management for broker-dealer entities. You will lead the close, partner with auditors, and coordinate with FINRA/SEC during regulatory reviews.
The ideal candidate has broker-dealer expertise, hands-on Sage Intacct experience, and credibility to engage with auditors and senior stakeholders across the organization.
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