VP, Investor Onboarding & Regulatory Review
Job in
New York, New York County, New York, 10261, USA
Listed on 2026-08-30
Listing for:
Socket.dev
Full Time
position Listed on 2026-08-30
Job specializations:
-
Finance & Banking
Regulatory Compliance Specialist, Financial Compliance, Financial Reporting
Job Description & How to Apply Below
iCapital is seeking a VP-level Investor Onboarding and Regulatory Review to lead the Subscription Document Review team and ensure compliance with the Investment Company Act of 1940, the Investment Advisers Act, the Securities Act of 1933, the Exchange Act, and FINRA rules. You will manage client engagements, review investor materials, and maintain reporting on subscriptions and deadlines.
The role requires extensive knowledge of private funds, regulatory frameworks, and strong communication
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